FINANCIAL SERVICES
Focused on a Return on Your Investment
Financial markets move quickly and face growing regulatory demands. Bailey LLP provides clear, proactive advisory to help firms navigate evolving compliance requirements, manage tax obligations, and stay focused on performance and growth.
How Bailey LLP Can Help
Today’s financial services landscape is evolving faster than ever, with increasing regulatory scrutiny, complex tax requirements, and heightened investor expectations. To stay competitive, firms need a trusted advisory partner that understands the pace, pressure, and precision the industry demands.
Bailey LLP offers deep, hands-on expertise across the financial services sector, helping clients stay compliant, manage risk, and build sustainable value. Our team stays current on industry developments and regulatory changes, ensuring you receive timely, tailored guidance.
We serve a wide range of financial services entities, including:
- Banks and credit unions
- Broker-dealers and investment dealers
- Family offices and emerging fund managers
- Fintech companies and payment platforms
- Hedge funds and venture capital funds
- Private equity firms and funds of funds
- Independent sponsors and specialty finance companies
- Real estate investment funds and REITs
- Registered investment advisors and portfolio managers
- Special purpose vehicles (SPVs) and management companies
Whether you’re launching, scaling, or restructuring, Bailey LLP provides the clarity and confidence you need to move forward.
Core Services
Assurance
Audit & Attest
Accounting Advisory Services
Tax
Commercial tax Services
International Taxation Services
State & Local Tax (SALT)
Private Client Services
Advisory
Business Consulting
Business Process Outsourcing
Strategy & Business Trasformation
Technology, Risk Advisory, and Cybersecurity (TRAC)
Transaction Specialty Solutions
Speciality Services
In addition to our core assurance, tax, and advisory capabilities, Bailey LLP offers specialized services tailored to the financial services industry. Our experienced professionals deliver proactive, high-quality support to meet regulatory expectations and investor demands.
Our specialty services include:
- Surprise custody examinations
- Performance examination reports
- Financial statement audits pursuant to applicable securities regulations
- Compliance examinations and internal control reviews
- Management fee and incentive allocation structure consulting
- Compensation and fee agreement advisory
- SSAE 18 SOC 1 and SOC 2 reporting
- Timely delivery of partner K-1 statements
- Advanced securities transaction tax planning
- Economic and tax allocation preparation for partnerships
- Review of uncertain tax positions and filing strategies
- Cost allocation studies and profitability modeling
- Organizational structuring for funds and management entities
- Regulatory advisory services for
- Canadian and cross-border entities